(Last updated on 4-7-2008)

Search by name of Relevant Individual in English
Surname:     Forename(s):     
Search by registration number of Relevant Individual assigned by the HKMA
  

Search by name of Registered Institution
   

Please specify the search criteria for the selected institution:

By name of relevant individual (optional)

Surname:     Forename(s):

By type of relevant individual (must choose one)
All       Executive Officer       Non-Executive Officer

By regulated activity (must choose at least one)     
Type 1: Dealing in securities
 Type 2: Dealing in futures contracts
Type 4: Advising on securities
 Type 5: Advising on futures contracts
Type 6: Advising on corporate finance
 Type 7: Providing automated trading services
Type 9: Asset management
Please read the background information about the securities and futures supervisory regime and the HKMA register of relevant individuals.

Registration details in relation to registered institutions are contained in the SFC public register of licensed persons and registered institutions.


Back to Main Page