Hong Kong Monetary Authority – Register of Securities Staff of AIs

By type of relevant individual (must choose one)

All

Executive Officer

Non-Executive Officer

By regulated activities (must choose at least one)

Select All Activities

Type 1

dealing in securities

Type 2

dealing in futures contracts

Type 4

advising on securities

Type 5

advising on futures contracts

Type 6

advising on corporate finance

Type 7

providing automated trading services

Type 9

asset management

Type 10

providing credit rating services

Type 13

providing depositary services for relevant CISs

Register of Securities Staff of AIs