Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LAU, KA YIU

Chinese Name of Relevant Individual

劉家耀

HKMA Registration Number

AA0046

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

12 Apr 2005 - 23 Aug 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

12 Apr 2005 - 23 Aug 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF COMMUNICATIONS

Regulated Activity

Type 1: dealing in securities

Effective Period

29 Oct 2004 - 01 Mar 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF COMMUNICATIONS

Regulated Activity

Type 4: advising on securities

Effective Period

29 Oct 2004 - 01 Mar 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 12 Oct 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 12 Oct 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 6: advising on corporate finance

Effective Period

01 Apr 2003 - 12 Oct 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 7: providing automated trading services

Effective Period

01 Apr 2003 - 12 Oct 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 9: asset management

Effective Period

01 Apr 2003 - 12 Oct 2004

Is an Executive Officer? (Yes / No)

No

Records: 1-9 of 9

Public Disciplinary Actions

:

Name of Relevant Individual

LAU, KA YIU

:

Chinese Name of Relevant Individual

劉家耀

:

HKMA Registration Number

AA0046

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA0046

CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED

Type 1: dealing in securities

12 Apr 2005 - 23 Aug 2012

No

AA0046

CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED

Type 4: advising on securities

12 Apr 2005 - 23 Aug 2012

No

AA0046

BANK OF COMMUNICATIONS

Type 1: dealing in securities

29 Oct 2004 - 01 Mar 2005

No

AA0046

BANK OF COMMUNICATIONS

Type 4: advising on securities

29 Oct 2004 - 01 Mar 2005

No

AA0046

BANK OF EAST ASIA, LIMITED (THE)

Type 1: dealing in securities

01 Apr 2003 - 12 Oct 2004

No

AA0046

BANK OF EAST ASIA, LIMITED (THE)

Type 4: advising on securities

01 Apr 2003 - 12 Oct 2004

No

AA0046

BANK OF EAST ASIA, LIMITED (THE)

Type 6: advising on corporate finance

01 Apr 2003 - 12 Oct 2004

No

AA0046

BANK OF EAST ASIA, LIMITED (THE)

Type 7: providing automated trading services

01 Apr 2003 - 12 Oct 2004

No

AA0046

BANK OF EAST ASIA, LIMITED (THE)

Type 9: asset management

01 Apr 2003 - 12 Oct 2004

No