Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KWOK WAI PAUL
Chinese Name of Relevant Individual
黎國威
HKMA Registration Number
AA0113
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2022 - 30 Apr 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2022 - 30 Apr 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2018 - 16 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2018 - 16 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Oct 2017 - 15 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2004 - 15 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 15 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jun 2004 - 23 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
04 Jun 2004 - 23 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KWOK WAI PAUL
:
Chinese Name of Relevant Individual
黎國威
:
HKMA Registration Number
AA0113
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA0113
CHONG HING BANK LIMITED
Type 1: dealing in securities
17 Mar 2022 - 30 Apr 2025
Yes
AA0113
CHONG HING BANK LIMITED
Type 4: advising on securities
17 Mar 2022 - 30 Apr 2025
Yes
AA0113
CHONG HING BANK LIMITED
Type 1: dealing in securities
16 May 2018 - 16 Mar 2022
No
AA0113
CHONG HING BANK LIMITED
Type 4: advising on securities
16 May 2018 - 16 Mar 2022
No
AA0113
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
17 Oct 2017 - 15 Apr 2018
No
AA0113
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 Jun 2004 - 15 Apr 2018
No
AA0113
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Apr 2003 - 15 Apr 2018
No
AA0113
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
04 Jun 2004 - 23 Nov 2014
No
AA0113
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
04 Jun 2004 - 23 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.