Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWOK, KAI YIN WILLIAM
Chinese Name of Relevant Individual

郭啟賢
HKMA Registration Number
AA0129
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jul 1992
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jul 1992
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, KAI YIN WILLIAM
:
Chinese Name of Relevant Individual
郭啟賢
:
HKMA Registration Number
AA0129
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Jul 1992
No
ASSISTANT VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Jul 1992
No
ASSISTANT VICE PRESIDENT - TEAM HEAD, RELATIONSHIP MANAGEMENT