Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WOON KONG
Chinese Name of Relevant Individual
陳煥江
HKMA Registration Number
AA0405
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2009 - 12 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2009 - 12 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED COMMERCIAL BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2007 - 08 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED COMMERCIAL BANK
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2007 - 08 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED COMMERCIAL BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2007 - 07 Nov 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNITED COMMERCIAL BANK
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2007 - 07 Nov 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 19 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 19 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2003 - 19 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 19 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 19 May 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WOON KONG
:
Chinese Name of Relevant Individual
陳煥江
:
HKMA Registration Number
AA0405
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA0405
EAST WEST BANK
Type 1: dealing in securities
09 Nov 2009 - 12 Dec 2012
No
AA0405
EAST WEST BANK
Type 4: advising on securities
09 Nov 2009 - 12 Dec 2012
No
AA0405
UNITED COMMERCIAL BANK
Type 1: dealing in securities
13 Nov 2007 - 08 Feb 2010
No
AA0405
UNITED COMMERCIAL BANK
Type 4: advising on securities
13 Nov 2007 - 08 Feb 2010
No
AA0405
UNITED COMMERCIAL BANK
Type 1: dealing in securities
09 Mar 2007 - 07 Nov 2007
Yes
AA0405
UNITED COMMERCIAL BANK
Type 4: advising on securities
09 Mar 2007 - 07 Nov 2007
Yes
AA0405
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Apr 2003 - 19 May 2004
No
AA0405
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Apr 2003 - 19 May 2004
No
AA0405
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
01 Apr 2003 - 19 May 2004
No
AA0405
BANK OF EAST ASIA, LIMITED (THE)
Type 7: providing automated trading services
01 Apr 2003 - 19 May 2004
No
AA0405
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
01 Apr 2003 - 19 May 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.