Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

CHAN, SAU PAK

Chinese Name of Relevant Individual

陳修柏

HKMA Registration Number

AA0434

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

11 Aug 2018 - 03 Jan 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

11 Aug 2018 - 03 Jan 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 31 May 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 31 May 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 6: advising on corporate finance

Effective Period

01 Apr 2003 - 16 Dec 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 7: providing automated trading services

Effective Period

01 Apr 2003 - 10 Jan 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-6 of 6

Public Disciplinary Actions

:

Name of Relevant Individual

CHAN, SAU PAK

:

Chinese Name of Relevant Individual

陳修柏

:

HKMA Registration Number

AA0434

Not Applicable