Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHEUNG CHING
Chinese Name of Relevant Individual
陳長青
HKMA Registration Number
AA0488
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2024 - 16 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2024 - 16 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2024 - 04 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2024 - 04 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2023 - 30 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2023 - 30 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2022 - 16 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2022 - 16 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2017 - 23 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2017 - 23 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2015 - 20 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2015 - 20 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 03 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 03 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2006 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHEUNG CHING
:
Chinese Name of Relevant Individual
陳長青
:
HKMA Registration Number
AA0488
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA0488
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
02 Nov 2024 - 16 May 2025
No
AA0488
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
02 Nov 2024 - 16 May 2025
No
AA0488
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Mar 2024 - 04 Jul 2024
No
AA0488
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Mar 2024 - 04 Jul 2024
No
AA0488
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
04 Apr 2023 - 30 Nov 2023
No
AA0488
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
04 Apr 2023 - 30 Nov 2023
No
AA0488
EFG BANK AG
Type 1: dealing in securities
04 Mar 2022 - 16 Dec 2022
No
AA0488
EFG BANK AG
Type 4: advising on securities
04 Mar 2022 - 16 Dec 2022
No
AA0488
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Sep 2017 - 23 Nov 2021
No
AA0488
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Sep 2017 - 23 Nov 2021
No
AA0488
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
25 Sep 2015 - 20 Jun 2017
No
AA0488
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
25 Sep 2015 - 20 Jun 2017
No
AA0488
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 03 Aug 2015
No
AA0488
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 03 Aug 2015
No
AA0488
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
03 Jan 2006 - 01 Nov 2013
No
AA0488
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
03 Jan 2006 - 01 Nov 2013
No
AA0488
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 31 Dec 2005
No
AA0488
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 31 Dec 2005
No
AA0488
CITIBANK, N.A.
Type 1: dealing in securities
29 Dec 2004 - 06 Jul 2005
No
AA0488
CITIBANK, N.A.
Type 4: advising on securities
29 Dec 2004 - 06 Jul 2005
No
AA0488
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Apr 2003 - 04 Nov 2004
No
AA0488
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Apr 2003 - 04 Nov 2004
No
AA0488
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
01 Apr 2003 - 04 Nov 2004
No
AA0488
BANK OF EAST ASIA, LIMITED (THE)
Type 7: providing automated trading services
01 Apr 2003 - 04 Nov 2004
No
AA0488
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
01 Apr 2003 - 04 Nov 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.