Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

AU, YUK KING

Chinese Name of Relevant Individual

區玉

HKMA Registration Number

AA0494

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

16 Oct 2007 - 28 May 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

16 Oct 2007 - 28 May 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 6: advising on corporate finance

Effective Period

16 Oct 2007 - 16 Dec 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 9: asset management

Effective Period

16 Oct 2007 - 16 Dec 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 09 Oct 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 09 Oct 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 6: advising on corporate finance

Effective Period

01 Apr 2003 - 09 Oct 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 9: asset management

Effective Period

01 Apr 2003 - 09 Oct 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 7: providing automated trading services

Effective Period

01 Apr 2003 - 10 Jan 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-9 of 9

Public Disciplinary Actions

:

Name of Relevant Individual

AU, YUK KING

:

Chinese Name of Relevant Individual

區玉

:

HKMA Registration Number

AA0494

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA0494

BANK OF EAST ASIA, LIMITED (THE)

Type 1: dealing in securities

16 Oct 2007 - 28 May 2023

No

AA0494

BANK OF EAST ASIA, LIMITED (THE)

Type 4: advising on securities

16 Oct 2007 - 28 May 2023

No

AA0494

BANK OF EAST ASIA, LIMITED (THE)

Type 6: advising on corporate finance

16 Oct 2007 - 16 Dec 2014

No

AA0494

BANK OF EAST ASIA, LIMITED (THE)

Type 9: asset management

16 Oct 2007 - 16 Dec 2014

No

AA0494

BANK OF EAST ASIA, LIMITED (THE)

Type 1: dealing in securities

01 Apr 2003 - 09 Oct 2007

No

AA0494

BANK OF EAST ASIA, LIMITED (THE)

Type 4: advising on securities

01 Apr 2003 - 09 Oct 2007

No

AA0494

BANK OF EAST ASIA, LIMITED (THE)

Type 6: advising on corporate finance

01 Apr 2003 - 09 Oct 2007

No

AA0494

BANK OF EAST ASIA, LIMITED (THE)

Type 9: asset management

01 Apr 2003 - 09 Oct 2007

No

AA0494

BANK OF EAST ASIA, LIMITED (THE)

Type 7: providing automated trading services

01 Apr 2003 - 10 Jan 2005

No