Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LEUNG, KA WAI

Chinese Name of Relevant Individual

梁家瑋

HKMA Registration Number

AA1010

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Aug 2012 - 18 Jul 2015

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 4: advising on securities

Effective Period

01 Aug 2012 - 18 Jul 2015

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 9: asset management

Effective Period

01 Aug 2012 - 18 Jul 2015

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Jul 2005 - 17 Jan 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Jul 2005 - 17 Jan 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

31 Oct 2004 - 07 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

31 Oct 2004 - 07 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 31 Aug 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 31 Aug 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 7: providing automated trading services

Effective Period

01 Apr 2003 - 31 Aug 2004

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

LEUNG, KA WAI

:

Chinese Name of Relevant Individual

梁家瑋

:

HKMA Registration Number

AA1010

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1010

UBS AG

Type 1: dealing in securities

01 Aug 2012 - 18 Jul 2015

No

AA1010

UBS AG

Type 4: advising on securities

01 Aug 2012 - 18 Jul 2015

No

AA1010

UBS AG

Type 9: asset management

01 Aug 2012 - 18 Jul 2015

No

AA1010

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Jul 2005 - 17 Jan 2007

No

AA1010

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Jul 2005 - 17 Jan 2007

No

AA1010

CITIBANK, N.A.

Type 1: dealing in securities

31 Oct 2004 - 07 Jul 2005

No

AA1010

CITIBANK, N.A.

Type 4: advising on securities

31 Oct 2004 - 07 Jul 2005

No

AA1010

DBS BANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Apr 2003 - 31 Aug 2004

No

AA1010

DBS BANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Apr 2003 - 31 Aug 2004

No

AA1010

DBS BANK (HONG KONG) LIMITED

Type 7: providing automated trading services

01 Apr 2003 - 31 Aug 2004

No