Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, WAI YEE WINNIE
Chinese Name of Relevant Individual
李慧儀
HKMA Registration Number
AA1022
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2024 - 01 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2024 - 01 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2024 - 19 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2024 - 19 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2018 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2018 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 13 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2014 - 23 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2014 - 23 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2010 - 02 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2010 - 02 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2010 - 25 Apr 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, WAI YEE WINNIE
:
Chinese Name of Relevant Individual
李慧儀
:
HKMA Registration Number
AA1022
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1022
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2024 - 01 Dec 2025
No
AA1022
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2024 - 01 Dec 2025
No
AA1022
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
23 Feb 2024 - 19 Mar 2024
No
AA1022
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
23 Feb 2024 - 19 Mar 2024
No
AA1022
CREDIT SUISSE AG
Type 1: dealing in securities
25 Jul 2018 - 06 Sep 2023
No
AA1022
CREDIT SUISSE AG
Type 4: advising on securities
25 Jul 2018 - 06 Sep 2023
No
AA1022
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 13 Jul 2018
No
AA1022
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 13 Jul 2018
No
AA1022
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
06 Jan 2015 - 30 Sep 2016
No
AA1022
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
06 Jan 2015 - 30 Sep 2016
No
AA1022
LGT BANK AG
Type 1: dealing in securities
09 Jul 2014 - 23 Dec 2014
No
AA1022
LGT BANK AG
Type 4: advising on securities
09 Jul 2014 - 23 Dec 2014
No
AA1022
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
16 Nov 2010 - 02 May 2014
No
AA1022
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
16 Nov 2010 - 02 May 2014
No
AA1022
ABN AMRO BANK N.V.
Type 1: dealing in securities
24 Mar 2010 - 25 Apr 2010
No
AA1022
ABN AMRO BANK N.V.
Type 9: asset management
24 Mar 2010 - 25 Apr 2010
No
AA1022
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
01 Jan 2005 - 31 Mar 2010
No
AA1022
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
01 Jan 2005 - 31 Mar 2010
No
AA1022
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 16 Jan 2005
No
AA1022
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 16 Jan 2005
No
AA1022
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 16 Jan 2005
No
AA1022
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 16 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.