Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LAU, SHU KAN

Chinese Name of Relevant Individual

劉樹勤

HKMA Registration Number

AA1047

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 30 Oct 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 30 Oct 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 6: advising on corporate finance

Effective Period

01 Apr 2003 - 30 Oct 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 7: providing automated trading services

Effective Period

01 Apr 2003 - 30 Oct 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 9: asset management

Effective Period

01 Apr 2003 - 30 Oct 2003

Is an Executive Officer? (Yes / No)

No

Records: 1-5 of 5

Public Disciplinary Actions

:

Name of Relevant Individual

LAU, SHU KAN

:

Chinese Name of Relevant Individual

劉樹勤

:

HKMA Registration Number

AA1047

Not Applicable