Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHI WANG
Chinese Name of Relevant Individual
劉志宏
HKMA Registration Number
AA1055
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2017 - 04 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2017 - 04 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2015 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2015 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2006 - 01 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2006 - 01 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Feb 2006 - 01 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2003 - 15 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 May 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 17 May 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 17 May 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 17 May 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHI WANG
:
Chinese Name of Relevant Individual
劉志宏
:
HKMA Registration Number
AA1055
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1055
DAH SING BANK, LIMITED
Type 1: dealing in securities
06 Jul 2017 - 04 Oct 2017
No
AA1055
DAH SING BANK, LIMITED
Type 4: advising on securities
06 Jul 2017 - 04 Oct 2017
No
AA1055
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2015 - 15 May 2016
No
AA1055
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2015 - 15 May 2016
No
AA1055
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 May 2006 - 01 Aug 2015
No
AA1055
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Feb 2006 - 01 Aug 2015
No
AA1055
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Feb 2006 - 01 Aug 2015
No
AA1055
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
23 May 2003 - 15 Jan 2006
No
AA1055
CITIC KA WAH BANK LIMITED
Type 7: providing automated trading services
23 May 2003 - 02 Sep 2004
No
AA1055
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 17 May 2003
No
AA1055
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 17 May 2003
No
AA1055
DAO HENG BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 17 May 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.