Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, YUK BO CANDY
Chinese Name of Relevant Individual
林育寶
HKMA Registration Number
AA1056
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2018 - 15 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2018 - 15 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 13 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 13 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2012 - 22 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2012 - 22 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2010 - 02 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SARASIN & CIE AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2010 - 02 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2006 - 25 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2006 - 25 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS BANK VON ERNST AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2005 - 12 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 20 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 30 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, YUK BO CANDY
:
Chinese Name of Relevant Individual
林育寶
:
HKMA Registration Number
AA1056
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1056
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
13 Nov 2018 - 15 Aug 2025
No
AA1056
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
13 Nov 2018 - 15 Aug 2025
No
AA1056
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 13 Aug 2018
No
AA1056
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 13 Aug 2018
No
AA1056
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
30 Mar 2016 - 30 Sep 2016
No
AA1056
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
30 Mar 2016 - 30 Sep 2016
No
AA1056
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
14 Jan 2012 - 22 Dec 2015
No
AA1056
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
14 Jan 2012 - 22 Dec 2015
No
AA1056
BANK SARASIN & CIE AG
Type 1: dealing in securities
09 Mar 2010 - 02 Jan 2012
No
AA1056
BANK SARASIN & CIE AG
Type 4: advising on securities
09 Mar 2010 - 02 Jan 2012
No
AA1056
UBS AG
Type 1: dealing in securities
12 Oct 2006 - 25 Jul 2008
No
AA1056
UBS AG
Type 4: advising on securities
12 Oct 2006 - 25 Jul 2008
No
AA1056
COUTTS BANK VON ERNST AG
Type 1: dealing in securities
19 Jul 2005 - 12 Oct 2006
No
AA1056
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 20 Jul 2005
No
AA1056
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 30 Jun 2005
No
AA1056
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 30 Jun 2005
No
AA1056
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.