Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LAM, WAI LAM

Chinese Name of Relevant Individual

林衛琳

HKMA Registration Number

AA1063

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

28 Mar 2015 - 18 Nov 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

28 Mar 2015 - 18 Nov 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

18 Jul 2006 - 29 Aug 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

18 Jul 2006 - 29 Aug 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 23 Sep 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 23 Sep 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 6: advising on corporate finance

Effective Period

01 Apr 2003 - 23 Sep 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 7: providing automated trading services

Effective Period

01 Apr 2003 - 23 Sep 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 9: asset management

Effective Period

01 Apr 2003 - 23 Sep 2003

Is an Executive Officer? (Yes / No)

No

Records: 1-9 of 9

Public Disciplinary Actions

:

Name of Relevant Individual

LAM, WAI LAM

:

Chinese Name of Relevant Individual

林衛琳

:

HKMA Registration Number

AA1063

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1063

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Type 1: dealing in securities

28 Mar 2015 - 18 Nov 2016

No

AA1063

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Type 4: advising on securities

28 Mar 2015 - 18 Nov 2016

No

AA1063

CITIBANK, N.A.

Type 1: dealing in securities

18 Jul 2006 - 29 Aug 2014

No

AA1063

CITIBANK, N.A.

Type 4: advising on securities

18 Jul 2006 - 29 Aug 2014

No

AA1063

DBS BANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Apr 2003 - 23 Sep 2003

No

AA1063

DBS BANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Apr 2003 - 23 Sep 2003

No

AA1063

DBS BANK (HONG KONG) LIMITED

Type 6: advising on corporate finance

01 Apr 2003 - 23 Sep 2003

No

AA1063

DBS BANK (HONG KONG) LIMITED

Type 7: providing automated trading services

01 Apr 2003 - 23 Sep 2003

No

AA1063

DBS BANK (HONG KONG) LIMITED

Type 9: asset management

01 Apr 2003 - 23 Sep 2003

No