Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KA MAN CARMAN
Chinese Name of Relevant Individual
HKMA Registration Number
AA1078
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2006 - 05 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2006 - 05 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2004 - 31 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2003 - 02 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2003 - 02 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 May 2003 - 02 Feb 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 06 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 06 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KA MAN CARMAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA1078
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1078
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
07 May 2006 - 05 Sep 2007
No
AA1078
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
07 May 2006 - 05 Sep 2007
No
AA1078
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Mar 2004 - 31 Mar 2006
No
AA1078
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 May 2003 - 02 Feb 2004
No
AA1078
DAH SING BANK, LIMITED
Type 4: advising on securities
15 May 2003 - 02 Feb 2004
No
AA1078
DAH SING BANK, LIMITED
Type 7: providing automated trading services
15 May 2003 - 02 Feb 2004
No
AA1078
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 06 Apr 2003
No
AA1078
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 06 Apr 2003
No
AA1078
DAO HENG BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 06 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.