Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, SIU MAN
Chinese Name of Relevant Individual
江兆民
HKMA Registration Number
AA1094
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2017 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2007 - 30 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2004 - 27 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 26 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 17 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 17 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 17 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 17 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, SIU MAN
:
Chinese Name of Relevant Individual
江兆民
:
HKMA Registration Number
AA1094
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 May 2017 - 30 Sep 2019
No
AA1094
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 May 2007 - 30 Sep 2019
No
AA1094
CITIBANK, N.A.
Type 1: dealing in securities
26 Sep 2004 - 27 Apr 2007
No
AA1094
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 26 Apr 2007
No
AA1094
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 17 Sep 2004
No
AA1094
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 17 Sep 2004
No
AA1094
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 17 Sep 2004
No
AA1094
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 17 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.