Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAM, MAN YI
Chinese Name of Relevant Individual
甘敏兒
HKMA Registration Number
AA1100
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2018 - 24 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2018 - 24 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Oct 2018 - 24 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2014 - 27 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2014 - 27 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2010 - 20 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2010 - 20 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2009 - 11 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2009 - 11 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2009 - 12 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 18 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 18 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAM, MAN YI
:
Chinese Name of Relevant Individual
甘敏兒
:
HKMA Registration Number
AA1100
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1100
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Oct 2018 - 24 Mar 2019
No
AA1100
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Oct 2018 - 24 Mar 2019
No
AA1100
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Oct 2018 - 24 Mar 2019
No
AA1100
WING LUNG BANK LIMITED
Type 1: dealing in securities
14 Jan 2014 - 27 Dec 2017
No
AA1100
WING LUNG BANK LIMITED
Type 4: advising on securities
14 Jan 2014 - 27 Dec 2017
No
AA1100
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jan 2010 - 20 Oct 2013
No
AA1100
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Jan 2010 - 20 Oct 2013
No
AA1100
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2009 - 11 Jan 2010
No
AA1100
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2009 - 11 Jan 2010
No
AA1100
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Mar 2009 - 12 Oct 2009
No
AA1100
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 18 Nov 2008
No
AA1100
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 18 Nov 2008
No
AA1100
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
