Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, WAI MAN
Chinese Name of Relevant Individual
許慧敏
HKMA Registration Number
AA1109
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2011 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 9: asset management
Effective Period
06 Aug 2011 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONG LEONG BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2005 - 28 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2004 - 01 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 04 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 04 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 04 Nov 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, WAI MAN
:
Chinese Name of Relevant Individual
許慧敏
:
HKMA Registration Number
AA1109
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1109
HONG LEONG BANK BERHAD
Type 1: dealing in securities
06 Aug 2011 - 31 Jul 2015
No
AA1109
HONG LEONG BANK BERHAD
Type 9: asset management
06 Aug 2011 - 31 Jul 2015
No
AA1109
HONG LEONG BANK BERHAD
Type 1: dealing in securities
10 Jun 2005 - 28 May 2010
No
AA1109
ABN AMRO BANK N.V.
Type 1: dealing in securities
12 Nov 2004 - 01 Jun 2005
No
AA1109
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 04 Nov 2004
No
AA1109
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 04 Nov 2004
No
AA1109
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 04 Nov 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.