Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, TSZ SUNG
Chinese Name of Relevant Individual
許自琛
HKMA Registration Number
AA1110
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2019 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2019 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 13 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 13 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2013 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2013 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 02 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 02 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, TSZ SUNG
:
Chinese Name of Relevant Individual
許自琛
:
HKMA Registration Number
AA1110
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1110
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
23 Aug 2019 - 31 Jul 2023
No
AA1110
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
23 Aug 2019 - 31 Jul 2023
No
AA1110
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 13 Jun 2019
No
AA1110
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 13 Jun 2019
No
AA1110
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
07 Jun 2013 - 30 Sep 2016
No
AA1110
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
07 Jun 2013 - 30 Sep 2016
No
AA1110
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 02 Jun 2013
No
AA1110
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 02 Jun 2013
No
AA1110
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.