Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAR, WAI KUEN
Chinese Name of Relevant Individual
夏慧娟
HKMA Registration Number
AA1135
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2013 - 06 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2013 - 06 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2005 - 27 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2005 - 27 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 22 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 22 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2005 - 11 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAR, WAI KUEN
:
Chinese Name of Relevant Individual
夏慧娟
:
HKMA Registration Number
AA1135
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1135
WING LUNG BANK LIMITED
Type 1: dealing in securities
24 Jul 2013 - 06 Nov 2013
No
AA1135
WING LUNG BANK LIMITED
Type 4: advising on securities
24 Jul 2013 - 06 Nov 2013
No
AA1135
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
07 Dec 2005 - 27 Mar 2013
No
AA1135
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
07 Dec 2005 - 27 Mar 2013
No
AA1135
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 22 Sep 2005
No
AA1135
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 22 Sep 2005
No
AA1135
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
17 Mar 2005 - 11 Jul 2005
No
AA1135
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.