Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAN, CHI TING
Chinese Name of Relevant Individual
韓智定
HKMA Registration Number
AA1136
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2006 - 04 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2006 - 04 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2003 - 22 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2003 - 22 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2003 - 26 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2003 - 26 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Oct 2003 - 26 Oct 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 28 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 28 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAN, CHI TING
:
Chinese Name of Relevant Individual
韓智定
:
HKMA Registration Number
AA1136
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1136
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Mar 2006 - 04 Mar 2009
No
AA1136
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Mar 2006 - 04 Mar 2009
No
AA1136
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
03 Nov 2003 - 22 Jul 2005
No
AA1136
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
03 Nov 2003 - 22 Jul 2005
No
AA1136
BANK OF COMMUNICATIONS
Type 1: dealing in securities
04 Oct 2003 - 26 Oct 2003
No
AA1136
BANK OF COMMUNICATIONS
Type 4: advising on securities
04 Oct 2003 - 26 Oct 2003
No
AA1136
BANK OF COMMUNICATIONS
Type 7: providing automated trading services
04 Oct 2003 - 26 Oct 2003
No
AA1136
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 28 Apr 2003
No
AA1136
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 28 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.