Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FONG, CHEUK MAN
Chinese Name of Relevant Individual
方卓文
HKMA Registration Number
AA1143
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2015 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2015 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 27 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 27 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2013 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2013 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2013 - 27 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2013 - 27 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2006 - 04 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2006 - 04 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 29 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 29 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2004 - 31 Dec 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FONG, CHEUK MAN
:
Chinese Name of Relevant Individual
方卓文
:
HKMA Registration Number
AA1143
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1143
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
15 Dec 2015 - 28 Sep 2018
No
AA1143
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
15 Dec 2015 - 28 Sep 2018
No
AA1143
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 27 Nov 2015
No
AA1143
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 27 Nov 2015
No
AA1143
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
01 Aug 2013 - 01 Nov 2013
No
AA1143
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
01 Aug 2013 - 01 Nov 2013
No
AA1143
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Feb 2013 - 27 Jul 2013
No
AA1143
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Feb 2013 - 27 Jul 2013
No
AA1143
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Dec 2006 - 04 Feb 2013
No
AA1143
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Dec 2006 - 04 Feb 2013
No
AA1143
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 29 Nov 2006
No
AA1143
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 29 Nov 2006
No
AA1143
CITIBANK, N.A.
Type 1: dealing in securities
04 May 2005 - 07 Jul 2005
No
AA1143
CITIBANK, N.A.
Type 4: advising on securities
04 May 2005 - 07 Jul 2005
No
AA1143
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Jul 2004 - 31 Dec 2004
No
AA1143
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Jul 2004 - 31 Dec 2004
No
AA1143
DAH SING BANK, LIMITED
Type 7: providing automated trading services
17 Jul 2004 - 31 Dec 2004
No
AA1143
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 29 Feb 2004
No
AA1143
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 29 Feb 2004
No
AA1143
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 29 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.