Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, TSZ HO
Chinese Name of Relevant Individual
鍾子豪
HKMA Registration Number
AA1151
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Jul 2014
Is an Executive Officer? (Yes / No)
No
Capacity
HD OF BRANCH BUS AND SALES MGT
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Jul 2014
Is an Executive Officer? (Yes / No)
No
Capacity
HD OF BRANCH BUS AND SALES MGT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2006 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2005 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 May 2005 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 17 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 06 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 06 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, TSZ HO
:
Chinese Name of Relevant Individual
鍾子豪
:
HKMA Registration Number
AA1151
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jul 2014
No
HD OF BRANCH BUS AND SALES MGT
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Jul 2014
No
HD OF BRANCH BUS AND SALES MGT
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1151
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 23 Jul 2014
No
AA1151
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 23 Jul 2014
No
AA1151
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Oct 2006 - 04 Jun 2014
No
AA1151
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 May 2005 - 04 Jun 2014
No
AA1151
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 May 2005 - 04 Jun 2014
No
AA1151
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 17 Apr 2005
No
AA1151
CITIC KA WAH BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 02 Sep 2004
No
AA1151
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 06 Apr 2003
No
AA1151
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 06 Apr 2003
No
AA1151
DAO HENG BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 06 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.