Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, PUI YI POLLY
Chinese Name of Relevant Individual
宗佩儀
HKMA Registration Number
AA1152
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2005 - 05 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2005 - 05 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2005 - 05 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2005 - 05 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2004 - 04 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2004 - 04 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 May 2004 - 28 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 9: asset management
Effective Period
24 May 2004 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 23 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 23 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 23 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 23 May 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, PUI YI POLLY
:
Chinese Name of Relevant Individual
宗佩儀
:
HKMA Registration Number
AA1152
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1152
DBS BANK LTD.
Type 1: dealing in securities
30 Sep 2005 - 05 Aug 2009
No
AA1152
DBS BANK LTD.
Type 4: advising on securities
30 Sep 2005 - 05 Aug 2009
No
AA1152
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2005 - 05 Aug 2009
No
AA1152
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2005 - 05 Aug 2009
No
AA1152
DBS BANK LTD.
Type 1: dealing in securities
24 May 2004 - 04 Sep 2005
No
AA1152
DBS BANK LTD.
Type 4: advising on securities
24 May 2004 - 04 Sep 2005
No
AA1152
DBS BANK LTD.
Type 6: advising on corporate finance
24 May 2004 - 28 Jul 2005
No
AA1152
DBS BANK LTD.
Type 9: asset management
24 May 2004 - 21 Mar 2005
No
AA1152
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 23 May 2004
No
AA1152
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 23 May 2004
No
AA1152
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 23 May 2004
No
AA1152
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 23 May 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.