Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, KWOK WING
Chinese Name of Relevant Individual
朱國榮
HKMA Registration Number
AA1155
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2012 - 10 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2012 - 10 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Sep 2012 - 10 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2006 - 12 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 02 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 02 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, KWOK WING
:
Chinese Name of Relevant Individual
朱國榮
:
HKMA Registration Number
AA1155
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1155
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Sep 2012 - 10 Jun 2018
No
AA1155
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Sep 2012 - 10 Jun 2018
No
AA1155
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Sep 2012 - 10 Jun 2018
No
AA1155
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Jun 2006 - 12 Aug 2012
No
AA1155
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 02 Jun 2006
No
AA1155
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 02 Jun 2006
No
AA1155
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.