Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, KA WAI
Chinese Name of Relevant Individual
朱家慧
HKMA Registration Number
AA1156
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNITED OVERSEAS BANK LIMITED
SFC CE number
AAK840
Business Address
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2021 - 21 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2019 - 21 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2013 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2013 - 03 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 18 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 18 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 18 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, KA WAI
:
Chinese Name of Relevant Individual
朱家慧
:
HKMA Registration Number
AA1156
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
16 Apr 2025
No
FIRST VICE PRESIDENT
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
16 Apr 2025
No
FIRST VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
UNITED OVERSEAS BANK LIMITED
AAK840
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1156
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
Since 16 Apr 2025
No
AA1156
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
Since 16 Apr 2025
No
AA1156
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021 - 21 Feb 2025
No
AA1156
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
22 Mar 2019 - 21 Feb 2025
No
AA1156
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2013 - 03 Feb 2019
No
AA1156
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Nov 2013 - 03 Feb 2019
No
AA1156
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 18 Nov 2013
No
AA1156
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 18 Nov 2013
No
AA1156
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 18 Nov 2013
No
AA1156
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.