Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOY, MEI NGAN
Chinese Name of Relevant Individual
蔡妙顏
HKMA Registration Number
AA1161
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2020 - 09 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2020 - 09 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2018 - 16 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2018 - 16 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 May 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 May 2017 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2010 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2010 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
24 Mar 2010 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2008 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2008 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 9: asset management
Effective Period
11 Aug 2008 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2007 - 10 Aug 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOY, MEI NGAN
:
Chinese Name of Relevant Individual
蔡妙顏
:
HKMA Registration Number
AA1161
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1161
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2020 - 09 Dec 2022
No
AA1161
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2020 - 09 Dec 2022
No
AA1161
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Aug 2018 - 16 Dec 2019
No
AA1161
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Aug 2018 - 16 Dec 2019
No
AA1161
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 10 Apr 2018
No
AA1161
LGT BANK AG
Type 2: dealing in futures contracts
01 May 2017 - 10 Apr 2018
No
AA1161
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 10 Apr 2018
No
AA1161
LGT BANK AG
Type 5: advising on futures contracts
01 May 2017 - 10 Apr 2018
No
AA1161
ABN AMRO BANK N.V.
Type 1: dealing in securities
24 Mar 2010 - 30 Apr 2017
No
AA1161
ABN AMRO BANK N.V.
Type 4: advising on securities
24 Mar 2010 - 30 Apr 2017
No
AA1161
ABN AMRO BANK N.V.
Type 9: asset management
24 Mar 2010 - 30 Apr 2017
No
AA1161
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
11 Aug 2008 - 31 Mar 2010
No
AA1161
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
11 Aug 2008 - 31 Mar 2010
No
AA1161
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
11 Aug 2008 - 31 Mar 2010
No
AA1161
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jun 2007 - 10 Aug 2008
No
AA1161
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2007 - 10 Aug 2008
No
AA1161
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 19 Jun 2007
No
AA1161
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 19 Jun 2007
No
AA1161
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 19 Jun 2007
No
AA1161
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.