Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, KIT HAR SUSANNA
Chinese Name of Relevant Individual
周潔霞
HKMA Registration Number
AA1174
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2014 - 29 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2014 - 29 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2012 - 22 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2012 - 22 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2005 - 16 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2005 - 16 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 May 2005 - 16 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 13 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 13 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 13 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 13 Aug 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, KIT HAR SUSANNA
:
Chinese Name of Relevant Individual
周潔霞
:
HKMA Registration Number
AA1174
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1174
CREDIT SUISSE AG
Type 1: dealing in securities
18 Jan 2014 - 29 May 2014
No
AA1174
CREDIT SUISSE AG
Type 4: advising on securities
18 Jan 2014 - 29 May 2014
No
AA1174
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
04 May 2012 - 22 Jul 2013
No
AA1174
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
04 May 2012 - 22 Jul 2013
No
AA1174
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 May 2005 - 16 Mar 2012
No
AA1174
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 May 2005 - 16 Mar 2012
No
AA1174
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 May 2005 - 16 Mar 2012
No
AA1174
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 13 Aug 2004
No
AA1174
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 13 Aug 2004
No
AA1174
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 13 Aug 2004
No
AA1174
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 13 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.