Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHING, YUK WAN
Chinese Name of Relevant Individual
程玉雲
HKMA Registration Number
AA1191
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2019 - 27 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2019 - 27 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2016 - 18 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2016 - 18 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2015 - 22 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2015 - 22 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 02 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 02 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHING, YUK WAN
:
Chinese Name of Relevant Individual
程玉雲
:
HKMA Registration Number
AA1191
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1191
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
30 May 2019 - 27 Aug 2019
No
AA1191
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
30 May 2019 - 27 Aug 2019
No
AA1191
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
16 Jan 2016 - 18 Dec 2018
No
AA1191
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
16 Jan 2016 - 18 Dec 2018
No
AA1191
DAH SING BANK, LIMITED
Type 1: dealing in securities
03 Jun 2015 - 22 Sep 2015
No
AA1191
DAH SING BANK, LIMITED
Type 4: advising on securities
03 Jun 2015 - 22 Sep 2015
No
AA1191
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 02 Apr 2015
No
AA1191
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 02 Apr 2015
No
AA1191
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.