Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, HO YAN
Chinese Name of Relevant Individual
張浩恩
HKMA Registration Number
AA1214
Other HKMA Registration Number(s)
AC6538
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF INVESTMENT ADVISORY
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Oct 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF INVESTMENT ADVISORY
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Mar 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2022 - 03 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2022 - 03 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2017 - 25 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2017 - 25 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 May 2017 - 25 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2010 - 23 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2010 - 23 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2009 - 23 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2009 - 23 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2005 - 05 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2005 - 05 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Nov 2005 - 05 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2005 - 15 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 22
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, HO YAN
:
Chinese Name of Relevant Individual
張浩恩
:
HKMA Registration Number
AA1214
:
Other HKMA Registration Number(s)
AC6538
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Oct 2022
Yes
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF INVESTMENT ADVISORY
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
27 Oct 2022
Yes
EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF INVESTMENT ADVISORY
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1214
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 04 Mar 2024
Yes
AA1214
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 04 Mar 2024
Yes
AA1214
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Oct 2022 - 03 Mar 2024
No
AA1214
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
27 Oct 2022 - 03 Mar 2024
No
AA1214
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 May 2017 - 25 Sep 2022
No
AA1214
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 May 2017 - 25 Sep 2022
No
AA1214
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 May 2017 - 25 Sep 2022
No
AA1214
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Nov 2010 - 23 Apr 2017
No
AA1214
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Nov 2010 - 23 Apr 2017
No
AA1214
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
14 Jul 2009 - 23 Oct 2010
No
AA1214
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
14 Jul 2009 - 23 Oct 2010
No
AA1214
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Nov 2005 - 05 Jul 2009
No
AA1214
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Nov 2005 - 05 Jul 2009
No
AA1214
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Nov 2005 - 05 Jul 2009
No
AC6538
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Oct 2005 - 15 Nov 2005
No
AC6538
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Aug 2005 - 15 Nov 2005
No
AC6538
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Aug 2005 - 15 Nov 2005
No
AA1214
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2004 - 04 Jul 2005
No
AA1214
STANDARD CHARTERED BANK
Type 1: dealing in securities
21 Aug 2003 - 30 Jun 2004
No
AA1214
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 03 Apr 2003
No
AA1214
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 03 Apr 2003
No
AA1214
DAO HENG BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 03 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.