Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

CHAN, DEBBIE WING YAN

Chinese Name of Relevant Individual

陳穎茵

HKMA Registration Number

AA1233

Current Registration

Registered Institution

Regulated Activity

First date of engagement

Is an Executive Officer? (Yes / No)

Capacity

Remarks

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

First date of engagement

01 May 2018

Is an Executive Officer? (Yes / No)

No

Capacity

WM P&Q SPECIALIST FRONT SUP

Remarks

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

Effective Period

Since 01 May 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 4: advising on securities

Effective Period

01 May 2018 - 28 Mar 2024

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

Effective Period

29 Apr 2006 - 22 Oct 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

23 Mar 2006 - 27 Apr 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

23 Mar 2006 - 27 Apr 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 19 Mar 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 19 Mar 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 7: providing automated trading services

Effective Period

01 Apr 2003 - 21 Mar 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-8 of 8

Public Disciplinary Actions

:

Name of Relevant Individual

CHAN, DEBBIE WING YAN

:

Chinese Name of Relevant Individual

陳穎茵

:

HKMA Registration Number

AA1233

Registered Institution

Regulated Activity

First date of engagement

Is an Executive Officer? (Yes / No)

Capacity

Remarks

UBS AG

Type 1: dealing in securities

01 May 2018

No

WM P&Q SPECIALIST FRONT SUP

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1233

UBS AG

Type 1: dealing in securities

Since 01 May 2018

No

AA1233

UBS AG

Type 4: advising on securities

01 May 2018 - 28 Mar 2024

No

AA1233

UBS AG

Type 1: dealing in securities

29 Apr 2006 - 22 Oct 2017

No

AA1233

DBS BANK (HONG KONG) LIMITED

Type 1: dealing in securities

23 Mar 2006 - 27 Apr 2006

No

AA1233

DBS BANK (HONG KONG) LIMITED

Type 4: advising on securities

23 Mar 2006 - 27 Apr 2006

No

AA1233

DBS BANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Apr 2003 - 19 Mar 2006

No

AA1233

DBS BANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Apr 2003 - 19 Mar 2006

No

AA1233

DBS BANK (HONG KONG) LIMITED

Type 7: providing automated trading services

01 Apr 2003 - 21 Mar 2005

No