Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KWOK PO
Chinese Name of Relevant Individual
陳國寶
HKMA Registration Number
AA1256
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2006 - 02 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2006 - 02 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA
Regulated Activity
Type 9: asset management
Effective Period
09 Feb 2006 - 02 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 31 Dec 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 31 Dec 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2003 - 31 Dec 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 28 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KWOK PO
:
Chinese Name of Relevant Individual
陳國寶
:
HKMA Registration Number
AA1256
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1256
AGRICULTURAL BANK OF CHINA
Type 1: dealing in securities
09 Feb 2006 - 02 Jan 2008
No
AA1256
AGRICULTURAL BANK OF CHINA
Type 4: advising on securities
09 Feb 2006 - 02 Jan 2008
No
AA1256
AGRICULTURAL BANK OF CHINA
Type 9: asset management
09 Feb 2006 - 02 Jan 2008
No
AA1256
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 31 Dec 2005
No
AA1256
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 31 Dec 2005
No
AA1256
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Apr 2003 - 31 Dec 2005
No
AA1256
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 28 Apr 2005
No
AA1256
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
