Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KOON CHEONG DEN
Chinese Name of Relevant Individual
陳冠昌
HKMA Registration Number
AA1260
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jul 2002
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jul 2002
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
20 Jul 2002
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM HEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 25 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2003 - 22 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
01 Apr 2003 - 28 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KOON CHEONG DEN
:
Chinese Name of Relevant Individual
陳冠昌
:
HKMA Registration Number
AA1260
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jul 2002
No
TEAM HEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jul 2002
No
TEAM HEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
20 Jul 2002
No
TEAM HEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1260
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 25 Mar 2006
No
AA1260
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 25 Mar 2006
No
AA1260
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 25 Mar 2006
No
AA1260
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 22 Mar 2006
No
AA1260
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 22 Mar 2006
No
AA1260
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Apr 2003 - 22 Mar 2006
No
AA1260
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
01 Apr 2003 - 28 Apr 2005
No
AA1260
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.