Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, ALAN KAR FAI
Chinese Name of Relevant Individual
陳家輝
HKMA Registration Number
AA1262
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
SALES MANAGEMENT, CONSUMER FINANCIAL SERVICES
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
04 Mar 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 04 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2020 - 21 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Dec 2015 - 02 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Dec 2015 - 02 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2010 - 30 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2010 - 30 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 03 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 03 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2004 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2003 - 07 Apr 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 03 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 03 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAO HENG BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 03 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, ALAN KAR FAI
:
Chinese Name of Relevant Individual
陳家輝
:
HKMA Registration Number
AA1262
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Sep 2020
Yes
SALES MANAGEMENT, CONSUMER FINANCIAL SERVICES
OCBC BANK (HONG KONG) LIMITED
Type 9: asset management
04 Mar 2021
No
SALES MANAGEMENT, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1262
OCBC BANK (HONG KONG) LIMITED
Type 9: asset management
Since 04 Mar 2021
No
AA1262
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 22 Dec 2020
Yes
AA1262
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
25 Sep 2020 - 21 Dec 2020
No
AA1262
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
31 Dec 2015 - 02 Sep 2020
Yes
AA1262
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
31 Dec 2015 - 02 Sep 2020
Yes
AA1262
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
12 Mar 2010 - 30 Dec 2015
No
AA1262
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
12 Mar 2010 - 30 Dec 2015
No
AA1262
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 03 Mar 2010
No
AA1262
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 03 Mar 2010
No
AA1262
CITIBANK, N.A.
Type 1: dealing in securities
15 Jun 2004 - 07 Jul 2005
No
AA1262
CITIBANK, N.A.
Type 4: advising on securities
15 Jun 2004 - 07 Jul 2005
No
AA1262
STANDARD CHARTERED BANK
Type 1: dealing in securities
12 Aug 2003 - 07 Apr 2004
No
AA1262
DAO HENG BANK LIMITED
Type 1: dealing in securities
01 Apr 2003 - 03 Apr 2003
No
AA1262
DAO HENG BANK LIMITED
Type 4: advising on securities
01 Apr 2003 - 03 Apr 2003
No
AA1262
DAO HENG BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 03 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.