Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAK, MO CHING
Chinese Name of Relevant Individual
翟慕貞
HKMA Registration Number
AA1268
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Jun 2018
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2017 - 13 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2017 - 13 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2017 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
20 Nov 2012 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2012 - 17 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2012 - 18 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2011 - 13 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2007 - 29 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Feb 2007 - 29 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2006 - 30 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2004 - 07 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2004 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 15 Apr 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAK, MO CHING
:
Chinese Name of Relevant Individual
翟慕貞
:
HKMA Registration Number
AA1268
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
29 Jun 2018
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
29 Jun 2018
No
WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1268
BNP PARIBAS
Type 1: dealing in securities
Since 29 Jun 2018
No
AA1268
BNP PARIBAS
Type 4: advising on securities
Since 29 Jun 2018
No
AA1268
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
22 Sep 2017 - 13 Jun 2018
No
AA1268
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
22 Sep 2017 - 13 Jun 2018
No
AA1268
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
04 Feb 2017 - 31 Mar 2017
No
AA1268
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
20 Nov 2012 - 17 Jan 2017
No
AA1268
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Jul 2012 - 17 Jan 2017
No
AA1268
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
18 Jul 2012 - 18 Nov 2012
No
AA1268
UBS AG
Type 1: dealing in securities
13 Oct 2011 - 13 Jun 2012
No
AA1268
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Feb 2007 - 29 Aug 2011
No
AA1268
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Feb 2007 - 29 Aug 2011
No
AA1268
ING BANK N.V.
Type 1: dealing in securities
05 Dec 2006 - 30 Jan 2007
No
AA1268
WING HANG BANK, LIMITED
Type 1: dealing in securities
31 Aug 2004 - 07 Aug 2006
No
AA1268
WING HANG BANK, LIMITED
Type 4: advising on securities
31 Aug 2004 - 21 Mar 2005
No
AA1268
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2003 - 15 Apr 2004
No
AA1268
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2003 - 15 Apr 2004
No
AA1268
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 15 Apr 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.