Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUEN, ROGER
Chinese Name of Relevant Individual
孫嘉樂
HKMA Registration Number
AA1285
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jul 2007
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT MANAGER
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
First date of engagement
25 May 2017
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 17 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 17 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2004 - 17 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2004 - 17 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 08 Mar 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUEN, ROGER
:
Chinese Name of Relevant Individual
孫嘉樂
:
HKMA Registration Number
AA1285
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Jul 2007
No
INVESTMENT MANAGER
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 May 2017
No
INVESTMENT MANAGER
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1285
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
Since 25 May 2017
No
AA1285
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 11 Jul 2007
No
AA1285
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 17 Jun 2007
No
AA1285
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 17 Jun 2007
No
AA1285
CITIBANK, N.A.
Type 1: dealing in securities
28 Mar 2004 - 17 Jun 2007
No
AA1285
CITIBANK, N.A.
Type 4: advising on securities
28 Mar 2004 - 17 Jun 2007
No
AA1285
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
01 Apr 2003 - 08 Mar 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.