Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, SHIN DIH, CINDY ANNE
Chinese Name of Relevant Individual
關杏蒂
HKMA Registration Number
AA1289
Other HKMA Registration Number(s)
AD2262
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 May 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 May 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 31 May 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2013 - 30 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2013 - 30 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Dec 2013 - 30 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2013 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2013 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Dec 2013 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2009 - 03 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2009 - 03 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Aug 2009 - 03 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2007 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2007 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Jan 2007 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, SHIN DIH, CINDY ANNE
:
Chinese Name of Relevant Individual
關杏蒂
:
HKMA Registration Number
AA1289
:
Other HKMA Registration Number(s)
AD2262
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD2262
DBS BANK LTD.
Type 1: dealing in securities
Since 31 May 2016
Yes
AD2262
DBS BANK LTD.
Type 4: advising on securities
Since 31 May 2016
Yes
AD2262
DBS BANK LTD.
Type 6: advising on corporate finance
Since 31 May 2016
Yes
AD2262
DBS BANK LTD.
Type 1: dealing in securities
11 Dec 2013 - 30 May 2016
No
AD2262
DBS BANK LTD.
Type 4: advising on securities
11 Dec 2013 - 30 May 2016
No
AD2262
DBS BANK LTD.
Type 6: advising on corporate finance
11 Dec 2013 - 30 May 2016
No
AD2262
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2013 - 22 Sep 2014
No
AD2262
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2013 - 22 Sep 2014
No
AD2262
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Dec 2013 - 22 Sep 2014
No
AD2262
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Aug 2009 - 03 Sep 2013
No
AD2262
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Aug 2009 - 03 Sep 2013
No
AD2262
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
06 Aug 2009 - 03 Sep 2013
No
AD2262
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jan 2007 - 15 Jul 2007
No
AD2262
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jan 2007 - 15 Jul 2007
No
AD2262
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Jan 2007 - 15 Jul 2007
No
AA1289
COMMONWEALTH BANK OF AUSTRALIA
Type 6: advising on corporate finance
01 Apr 2003 - 08 Jan 2004
No
AA1289
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
01 Apr 2003 - 06 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.