Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FAN, PO CHEUNG RAYMOND
Chinese Name of Relevant Individual
樊寶祥
HKMA Registration Number
AA1290
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2012 - 18 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2012 - 18 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2008 - 06 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2008 - 06 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FAN, PO CHEUNG RAYMOND
:
Chinese Name of Relevant Individual
樊寶祥
:
HKMA Registration Number
AA1290
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1290
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
06 Apr 2012 - 18 Oct 2012
No
AA1290
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
06 Apr 2012 - 18 Oct 2012
No
AA1290
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
06 Feb 2008 - 06 Aug 2008
No
AA1290
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
06 Feb 2008 - 06 Aug 2008
No
AA1290
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
01 Apr 2003 - 06 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.