Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, WING SZE WINCY
Chinese Name of Relevant Individual
容詠詩
HKMA Registration Number
AA1294
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2005 - 09 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2004 - 19 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2004 - 19 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Jan 2004 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 01 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 01 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, WING SZE WINCY
:
Chinese Name of Relevant Individual
容詠詩
:
HKMA Registration Number
AA1294
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1294
UBS AG
Type 1: dealing in securities
26 Sep 2005 - 09 Jan 2017
No
AA1294
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2004 - 19 Sep 2005
No
AA1294
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2004 - 19 Sep 2005
No
AA1294
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
01 Jan 2004 - 21 Mar 2005
No
AA1294
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 01 Jan 2004
No
AA1294
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 01 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.