Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, SIU PING
Chinese Name of Relevant Individual
余少萍
HKMA Registration Number
AA1301
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2014 - 18 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2014 - 18 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, SIU PING
:
Chinese Name of Relevant Individual
余少萍
:
HKMA Registration Number
AA1301
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1301
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
11 Apr 2014 - 18 Nov 2025
No
AA1301
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
11 Apr 2014 - 18 Nov 2025
No
AA1301
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 01 Apr 2014
No
AA1301
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 01 Apr 2014
No
AA1301
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 01 Apr 2014
No
AA1301
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 01 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.