Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, HANG KIT RICHARD
Chinese Name of Relevant Individual
余恒傑
HKMA Registration Number
AA1304
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Oct 2010
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, HEAD OF PRODUCT & RISK
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Oct 2010
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, HEAD OF PRODUCT & RISK
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2010 - 16 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2010 - 16 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2008 - 04 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2008 - 04 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 30 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 30 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, HANG KIT RICHARD
:
Chinese Name of Relevant Individual
余恒傑
:
HKMA Registration Number
AA1304
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Oct 2010
No
SENIOR VICE PRESIDENT, HEAD OF PRODUCT & RISK
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Oct 2010
No
SENIOR VICE PRESIDENT, HEAD OF PRODUCT & RISK
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1304
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 01 Oct 2010
No
AA1304
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 01 Oct 2010
No
AA1304
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
24 Jun 2010 - 16 Sep 2010
No
AA1304
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
24 Jun 2010 - 16 Sep 2010
No
AA1304
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 Jul 2008 - 04 Mar 2009
No
AA1304
DAH SING BANK, LIMITED
Type 4: advising on securities
09 Jul 2008 - 04 Mar 2009
No
AA1304
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 30 May 2008
No
AA1304
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 30 May 2008
No
AA1304
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 07 Jul 2005
No
AA1304
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.