Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIM, PO LING
Chinese Name of Relevant Individual
嚴寶玲
HKMA Registration Number
AA1313
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2010 - 16 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2007 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2007 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIM, PO LING
:
Chinese Name of Relevant Individual
嚴寶玲
:
HKMA Registration Number
AA1313
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1313
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
14 May 2010 - 16 Jul 2010
No
AA1313
CITIBANK, N.A.
Type 4: advising on securities
11 Apr 2007 - 20 Nov 2008
No
AA1313
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
11 Apr 2007 - 20 Nov 2008
No
AA1313
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 20 Nov 2008
No
AA1313
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 20 Nov 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.