Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, SUM HO
Chinese Name of Relevant Individual
楊森豪
HKMA Registration Number
AA1316
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2019 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2019 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2010 - 09 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2010 - 09 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2005 - 30 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2004 - 19 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2004 - 21 Nov 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 28 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 28 Oct 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, SUM HO
:
Chinese Name of Relevant Individual
楊森豪
:
HKMA Registration Number
AA1316
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1316
NIPPON WEALTH LIMITED
Type 1: dealing in securities
05 Jan 2019 - 26 Apr 2019
No
AA1316
NIPPON WEALTH LIMITED
Type 4: advising on securities
05 Jan 2019 - 26 Apr 2019
No
AA1316
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 1: dealing in securities
05 Dec 2010 - 09 Nov 2011
No
AA1316
BANK OF TOKYO-MITSUBISHI UFJ, LTD. (THE)
Type 4: advising on securities
05 Dec 2010 - 09 Nov 2011
No
AA1316
ABN AMRO BANK N.V.
Type 1: dealing in securities
05 Dec 2005 - 30 Nov 2006
No
AA1316
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Dec 2004 - 19 Oct 2005
No
AA1316
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Nov 2004 - 21 Nov 2004
No
AA1316
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 28 Oct 2004
No
AA1316
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 28 Oct 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.