Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, SONG CHRISTIE
Chinese Name of Relevant Individual
游桑
HKMA Registration Number
AA1323
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2008 - 17 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2008 - 17 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2007 - 17 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2007 - 17 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2004 - 09 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2004 - 09 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
16 Sep 2004 - 09 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 28 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 28 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, SONG CHRISTIE
:
Chinese Name of Relevant Individual
游桑
:
HKMA Registration Number
AA1323
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1323
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
23 Jul 2008 - 17 Nov 2008
No
AA1323
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
23 Jul 2008 - 17 Nov 2008
No
AA1323
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
10 Oct 2007 - 17 Jul 2008
No
AA1323
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
10 Oct 2007 - 17 Jul 2008
No
AA1323
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Sep 2004 - 09 Oct 2007
No
AA1323
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Sep 2004 - 09 Oct 2007
No
AA1323
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
16 Sep 2004 - 09 Oct 2007
No
AA1323
CITIBANK, N.A.
Type 1: dealing in securities
03 Sep 2003 - 02 Sep 2004
No
AA1323
CITIBANK, N.A.
Type 4: advising on securities
03 Sep 2003 - 02 Sep 2004
No
AA1323
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 28 Aug 2003
No
AA1323
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 28 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.