Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

YAU, MAN

Chinese Name of Relevant Individual

游敏

HKMA Registration Number

AA1324

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 1: dealing in securities

Effective Period

07 Aug 2019 - 12 May 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

LGT BANK AG

Regulated Activity

Type 4: advising on securities

Effective Period

07 Aug 2019 - 12 May 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

PICTET & CIE (EUROPE) S.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

08 Sep 2012 - 05 Jun 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

PICTET & CIE (EUROPE) S.A.

Regulated Activity

Type 4: advising on securities

Effective Period

08 Sep 2012 - 05 Jun 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 1: dealing in securities

Effective Period

13 Feb 2006 - 08 Jun 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 4: advising on securities

Effective Period

13 Feb 2006 - 08 Jun 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Jul 2005 - 31 Dec 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Jul 2005 - 31 Dec 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

YAU, MAN

:

Chinese Name of Relevant Individual

游敏

:

HKMA Registration Number

AA1324

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1324

LGT BANK AG

Type 1: dealing in securities

07 Aug 2019 - 12 May 2022

No

AA1324

LGT BANK AG

Type 4: advising on securities

07 Aug 2019 - 12 May 2022

No

AA1324

PICTET & CIE (EUROPE) S.A.

Type 1: dealing in securities

08 Sep 2012 - 05 Jun 2019

No

AA1324

PICTET & CIE (EUROPE) S.A.

Type 4: advising on securities

08 Sep 2012 - 05 Jun 2019

No

AA1324

HSBC PRIVATE BANK (SUISSE) SA

Type 1: dealing in securities

13 Feb 2006 - 08 Jun 2012

No

AA1324

HSBC PRIVATE BANK (SUISSE) SA

Type 4: advising on securities

13 Feb 2006 - 08 Jun 2012

No

AA1324

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Jul 2005 - 31 Dec 2005

No

AA1324

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Jul 2005 - 31 Dec 2005

No

AA1324

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 06 Jul 2005

No

AA1324

CITIBANK, N.A.

Type 4: advising on securities

01 Apr 2003 - 06 Jul 2005

No