Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, CHING YEE
Chinese Name of Relevant Individual
游靜儀
HKMA Registration Number
AA1326
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2013 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2013 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2012 - 17 Jan 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2012 - 17 Jan 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2004 - 26 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2004 - 26 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 08 Dec 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, CHING YEE
:
Chinese Name of Relevant Individual
游靜儀
:
HKMA Registration Number
AA1326
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1326
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Aug 2013 - 31 Mar 2019
Yes
AA1326
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Aug 2013 - 31 Mar 2019
Yes
AA1326
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
27 Jul 2012 - 17 Jan 2019
Yes
AA1326
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
27 Jul 2012 - 17 Jan 2019
Yes
AA1326
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
15 Jan 2004 - 26 Jul 2012
No
AA1326
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
15 Jan 2004 - 26 Jul 2012
No
AA1326
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 08 Dec 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.