Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, WAI MAN
Chinese Name of Relevant Individual
胡惠雯
HKMA Registration Number
AA1329
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2006 - 21 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2006 - 21 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 14 Apr 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, WAI MAN
:
Chinese Name of Relevant Individual
胡惠雯
:
HKMA Registration Number
AA1329
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1329
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Apr 2006 - 21 Jan 2007
No
AA1329
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Apr 2006 - 21 Jan 2007
No
AA1329
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 14 Apr 2005
No
AA1329
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 14 Apr 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.