Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WOO, PIK LING
Chinese Name of Relevant Individual
胡碧玲
HKMA Registration Number
AA1334
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2013 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2013 - 19 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2005 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2005 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2005 - 03 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 24 Feb 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WOO, PIK LING
:
Chinese Name of Relevant Individual
胡碧玲
:
HKMA Registration Number
AA1334
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1334
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Aug 2013 - 19 Jun 2015
No
AA1334
BARCLAYS BANK PLC
Type 4: advising on securities
06 Aug 2013 - 19 Jun 2015
No
AA1334
CREDIT SUISSE AG
Type 1: dealing in securities
30 Sep 2005 - 02 Aug 2013
No
AA1334
CREDIT SUISSE AG
Type 4: advising on securities
30 Sep 2005 - 02 Aug 2013
No
AA1334
CITIBANK, N.A.
Type 1: dealing in securities
19 Apr 2005 - 03 Oct 2005
No
AA1334
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 24 Feb 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.