Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, YIN ON ANTHONY
Chinese Name of Relevant Individual
黃衍安
HKMA Registration Number
AA1338
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
24 Aug 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 24 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2021 - 03 Jul 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2021 - 03 Jul 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2020 - 06 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2020 - 06 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2019 - 20 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2019 - 20 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2016 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2016 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2011 - 04 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2011 - 04 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2006 - 19 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2006 - 19 Mar 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 23
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, YIN ON ANTHONY
:
Chinese Name of Relevant Individual
黃衍安
:
HKMA Registration Number
AA1338
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Aug 2022
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Aug 2022
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Aug 2022
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1338
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 24 Aug 2022
No
AA1338
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 24 Aug 2022
No
AA1338
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 24 Aug 2022
No
AA1338
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
07 Sep 2021 - 03 Jul 2022
Yes
AA1338
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
07 Sep 2021 - 03 Jul 2022
Yes
AA1338
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
03 Nov 2020 - 06 Sep 2021
No
AA1338
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
03 Nov 2020 - 06 Sep 2021
No
AA1338
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2019 - 20 Oct 2020
No
AA1338
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2019 - 20 Oct 2020
No
AA1338
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Aug 2016 - 31 Mar 2019
Yes
AA1338
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Aug 2016 - 31 Mar 2019
Yes
AA1338
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 May 2011 - 04 Aug 2016
No
AA1338
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 May 2011 - 04 Aug 2016
No
AA1338
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jul 2006 - 19 Mar 2008
No
AA1338
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jul 2006 - 19 Mar 2008
No
AA1338
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 20 Jul 2006
No
AA1338
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 20 Jul 2006
No
AA1338
CITIBANK, N.A.
Type 1: dealing in securities
23 Sep 2003 - 06 Jul 2005
No
AA1338
CITIBANK, N.A.
Type 4: advising on securities
23 Sep 2003 - 06 Jul 2005
No
AA1338
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Jun 2003 - 19 Aug 2003
No
AA1338
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Jun 2003 - 19 Aug 2003
No
AA1338
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 19 Jun 2003
No
AA1338
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 19 Jun 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.